|
 |
Settled Cases
| Stock |
Ticker |
Proof of Claim Deadline |
Class Period Start |
Class Period End |
Total Settlement |
ISIN |
Notice /
Stipulation |
Proof of Claim |
| Adelphia Communications Corp. (SEC) (2002) |
ADELO
ADLAC
|
7/16/2008
|
3/26/2002
|
3/26/2002
|
TBD
|
US0068486002
US0068481052
US0068483033
US0068484023
US0068485012
US006848AF22
US006848AH87
US006848AK17
US006848AP04
US006848AR69
US006848AS43
US006848AT26
US006848AU98
US006848AW54
US006848AZ85
US006848BC81
US006848BD64
US006848BE48
US006848BF13
US006848BG95
US006848BH78
US006848BJ35
US006848BK08
|
|
Proof |
| AirGate PCS, Inc. (2002) |
PCSA |
5/15/2008
|
12/13/2001
|
5/13/2002
|
$2,500,000
|
US0093671032 |
Notice |
Proof |
| American International Group, Inc. (SEC) (2006) |
AIG |
8/12/2008
|
2/8/2001
|
3/31/2005
|
$800,000,000
|
US0268741073 |
Notice |
Proof |
| American Tower Corp. |
AMT |
9/9/2008
|
4/1/2002
|
5/22/2006
|
$14,000,000
|
US0299121022
US0299122012
US0299123002
|
Notice |
Proof |
|
Andrx Corp.
(Stipulation)
|
ADRX |
4/10/2008
|
3/9/2005
|
9/5/2005
|
$8,000,000
|
US0345531075 |
Notice |
Proof |
| Annuity and Life Re (Holdings), Ltd. (settled partially 2nd part) |
ANR |
7/7/2008
|
3/15/2000
|
11/19/2002
|
$10,500,000
|
BMG039101099 |
Notice |
Proof |
| Atlas American RSP Index Fund (n/k/a The Renaissance U.S. RSP Index Fund) (Canada) |
ATLARSI |
7/14/2008
|
4/4/2002
|
11/21/2003
|
$20,000,000
|
|
Notice |
Proof |
| Cambrex Corp. |
CBM |
5/27/2008
|
10/21/1998
|
7/25/2003
|
$3,150,000
|
US1320111073 |
Notice |
Proof |
| CFC International, Inc. |
CFCI |
Not Available
|
6/20/2006
|
9/6/2006
|
Not Available |
US1252521067 |
Notice |
|
| Chicago Bridge & Iron Co. N.V. |
CBI |
6/26/2008
|
3/9/2005
|
2/3/2006
|
$10,500,000
|
US1672501095 |
Notice |
Proof |
| ChoicePoint, Inc. |
CPS |
7/7/2008
|
3/12/2004
|
3/4/2005
|
$10,000,000
|
US1703881029 |
Notice |
Proof |
| Concord Camera Corp. (2004) |
LENS |
7/30/2008
|
8/14/2003
|
8/31/2004
|
$2,000,000
|
|
Notice |
Proof |
| CP Ships Limited |
TEU |
7/23/2008
|
1/29/2003
|
8/9/2004
|
$1,300,000
|
CA22409V1022
US22409VAC63
US22409VAD47
US22409VAE20
|
Notice |
Proof |
| CSK Auto Corp. |
CAO |
7/31/2008
|
3/20/2003
|
4/13/2006
|
$11,700,000
|
US1259651032 |
Notice |
Proof |
| Delphi Corp. (settled partially 2nd part) |
DPH |
5/30/2008
|
3/7/2000
|
3/3/2005
|
$38,250,000
|
US2471261055
US247126AD76
US247126AE59
US24717P2074
US24717RAA23
|
Notice |
Proof |
| divine, Inc. |
DVIN |
7/9/2008
|
9/17/2001
|
2/14/2003
|
$6,300,000
|
US2554024065 |
Notice |
Proof |
| DVI, Inc. (settled partially 3rd part) |
DVI |
7/7/2008
|
8/10/1999
|
8/13/2003
|
$4,500,000
|
US2333431029
US233343AB83
US233343AD40
|
Notice |
Proof |
| El Paso Corp. |
EP
EP-A
EPG
|
5/22/2008
|
2/22/2000
|
2/17/2004
|
$285,000,000
|
US28336L1098
US28336LAA70
US28336LAB53
US28336LAC37
US28336LAD10
US28336LAE92
US28368EAA47
US28368EAB20
US28368EAC03
US28368EAD85
US28368EAE68
US28336L2088
US283905AA55
|
Notice |
Proof |
| Freescale Semiconductor, Inc. |
FSL |
Not Available
|
9/11/2005
|
12/1/2006
|
Not Available
|
US35687M1071 |
Notice |
|
| GMH Communities Trust |
GCT |
5/26/2008
|
5/5/2005
|
3/10/2006
|
$8,750,000
|
US36188G1022 |
Notice |
Proof |
| HCC Insurance Holdings, Inc. |
HCC |
7/31/2008
|
5/3/2005
|
11/17/2006
|
$10,000,000
|
US4041321021
US404132AA03
US404132AB85
US404132AC68
|
Notice |
Proof |
| Helen of Troy, Ltd. (f/k/a Helen of Troy Corp.) |
HELE |
5/27/2008
|
10/12/2004
|
10/10/2005
|
$4,500,000
|
BMG4388N1065 |
Notice |
Proof |
| iMergent, Inc. (partial settlement - 1st part) |
IIG
NGWY
|
5/9/2008
|
11/20/2001
|
10/6/2005
|
$2,800,000
|
US45247Q1004
US6411111098
|
Notice |
Proof |
| LNR Property Corp. |
LNR |
8/15/2008
|
8/29/2004
|
2/3/2005
|
$4,900,000
|
US5019401000 |
Notice |
Proof |
| Majesco Entertainment Company |
COOL
MJSH
|
8/21/2008
|
12/8/2004
|
9/12/2005
|
$8,099,000
|
US5606902089
US5606901099
|
Notice |
Proof |
| Martek Biosciences Corp. |
MATK |
5/15/2008
|
12/9/2004
|
4/28/2005
|
$6,000,000
|
US5729011065 |
Notice |
Proof |
| Metris Companies, Inc. (2002) |
MXT |
5/9/2008
|
11/5/2001
|
7/17/2002
|
$7,500,000
|
US5915981071 |
Notice |
Proof |
| Motive, Inc. (2005) |
MOTV |
7/20/2008
|
6/24/2004
|
10/26/2005
|
$10,875,000
|
US61980V1070 |
Notice |
Proof |
| Nash Finch Company (2005) |
NAFC |
7/21/2008
|
2/24/2005
|
10/20/2005
|
$6,750,000
|
US6311581028 |
Notice |
Proof |
| North Fork Bancorporation, Inc. |
NFB |
Not Available
|
3/12/2006
|
12/1/2006
|
$20,000,000 |
US6594241050 |
Notice |
|
| NYSE Specialist Firms (SEC) |
AES |
Not Available
|
1/1/1999
|
12/31/2003
|
$247,557,000 |
US00130H1059 |
Notice |
|
| Open Solutions, Inc. |
OPEN |
Not Available
|
10/16/2006
|
1/23/2007
|
Not Available
|
US68371P1021 |
Notice |
|
| Pan Pacific Retail Properties, Inc. |
PNP |
Not Available
|
5/18/2006
|
10/31/2006
|
$9,600,000 |
US69806L1044 |
Notice |
|
| Parmalat Finanziaria, SpA |
PARAF |
Not Available
|
1/5/1999
|
12/18/2003
|
$50,000,000 |
IT0003121644 |
Notice |
|
| Prime Hospitality, Inc. |
PDQ |
Not Available
|
8/18/2004
|
10/6/2004
|
$25,000,000 |
US7419171084 |
Notice |
|
|
Qiao Xing Universal Telephone, Inc.
(Stipulation)
(Preliminary Order)
|
XING |
7/21/2008
|
6/30/2004
|
7/16/2007
|
$2,400,000
|
VGG7303A1093 |
Notice |
Proof |
| The Quizno's Corporation |
QUIZ |
7/8/2008
|
12/21/2001
|
12/21/2001
|
$1,522,499
|
US7490581037 |
Notice |
Proof |
| Rambus, Inc. (2006) |
RMBS |
6/27/2008
|
12/4/2001
|
7/18/2006
|
$18,000,000
|
US7509171069 |
Notice |
Proof |
| Ramp Corp |
RCOCQ |
8/10/2007
|
12/18/2002
|
5/20/2005
|
$2,075,000 |
US75156P2074 |
Notice |
Proof |
| Refco, Inc. (settled partially 1st part) |
RFX |
Not Available
|
8/5/2004
|
10/17/2005
|
$108,000,000 |
US75866G1094 |
Notice |
|
| Sears Roebuck Acceptance Corp. |
SRJ |
7/8/2008
|
10/24/2001
|
10/17/2002
|
$15,500,000
|
various |
Notice |
Proof |
| The St. Paul Travelers Companies, Inc. |
STA
SPC PRA
SPC PR E
TPK
|
6/27/2008
|
1/27/2000
|
11/16/2004
|
$77,000,000
|
US7928601084
various
|
Notice |
Proof |
| Strategic Investment Advisory, Inc. (SEC) |
Allegiant Physicians Services, Inc. (TFLJ)
Cryopak Industries (CYPKF)
Deprenyl Animal Health, Inc. (DAHI)
Draxis Health Inc. (DRAX)
Environmental Chemicals Group, Inc. (no ticker)
First Fidelity Acceptance Corp. (no ticker)
Haber, Inc. (HABE)
Madera International, Inc. (no ticker)
Princeton American Corp. (PELT)
United Trust Inc. (no ticker)
Value Holdings, Inc. (VALH)
|
5/27/2008
|
3/1/1994
|
12/15/1995
|
$417,337
|
US8967531000
CA2289041089
US2496781038
CA26150J1012
US2939601009
US3201911092
US4044501082
US55646L2060
US7417833024
US92039J1007
|
Notice |
Proof |
| TD Banknorth, Inc. |
BNK |
Not Available
|
11/19/2006
|
4/20/2007
|
$2,953,230
|
US87235A1016 |
Notice |
|
| Terayon Communication Systems, Inc. (2006) |
TERN |
7/25/2008
|
6/28/2001
|
3/1/2006
|
$2,730,000
|
US8807751016 |
Notice |
Proof |
| TNS, Inc. |
TNS |
8/4/2008
|
9/16/2005
|
3/31/2006
|
$3,600,000
|
US8729601091 |
Notice |
Proof |
| Top Tankers, Inc. |
TOPT |
9/12/2008
|
3/13/2006
|
11/29/2006
|
$1,200,000
|
|
Notice |
Proof |
| Transkaryotic Therapies, Inc. |
TKTX |
6/30/2008
|
1/4/2001
|
1/10/2003
|
$50,000,000
|
US8937351000 |
Notice |
Proof |
| Trizec Properties, Inc. |
TRZ |
Not Available
|
6/5/2006
|
10/5/2006
|
Not Available
|
US89687P1075 |
Notice |
|
| UnitedGlobalCom, Inc. |
UCOMA |
7/30/2008
|
11/12/2004
|
6/15/2005
|
$25,000,000
|
US9132475081 |
Notice |
Proof |
| UnumProvident Corp. (2003) |
UNM |
6/6/2008
|
3/30/2000
|
4/24/2003
|
$40,000,000
|
US743862AA26
US743862AD64
US743863AA09
US90313QAA31
US90313QAB14
US90313QAQ82
US903192AA01
US91529Y3045
US91529YAC03
US91529YAD85
US91529Y1064
|
Notice |
Proof |
| Veritas Software Corp. (2004) |
VRTS |
8/28/2008
|
4/23/2003
|
7/6/2004
|
$21,500,000
|
US9234361098 |
Notice |
Proof |
| Workstream, Inc. |
WSTM |
9/22/2008
|
1/14/2005
|
4/14/2005
|
$3,900,000
|
CA9814021007 |
Notice |
Proof |
| Xerox Corp. (2000) |
XRX |
10/15/2008
|
2/17/1998
|
6/27/2002
|
$750,000,000
|
US9841211033 |
Notice |
Proof |
|
Xybernaut Corp.
(Stipulation)
(Final Judgment Order)
|
XYBRE |
2/19/2008
|
5/10/2002
|
4/8/2005
|
$6,300,000
|
US9841491049 |
Notice |
Proof |
| Zale Corp. |
ZLC |
7/2/2008
|
2/18/2005
|
5/5/2006
|
$5,900,000
|
US9888581066 |
Notice |
Proof |
|
Zix Corporation
(Stipulation)
(Signed Preliminary Order)
|
ZIXI |
7/27/2008
|
10/30/2003
|
5/4/2004
|
$5,600,000
|
US98974P1003 |
Notice |
Proof |
|
|
|
